Administrative proceeding

Results: 2501



#Item
231Investment / Financial services / Economics / Late-2000s financial crisis / Corporate crime / Fair Fund / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION ADMINISTRATIVE PROCEEDING File No[removed]____________________________________

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Source URL: www.sec.gov

Language: English - Date: 2015-03-30 12:05:20
232Securities Exchange Act / U.S. Securities and Exchange Commission / Government / Securities and Exchange Commission Form 10-Q / OTC Markets Group / Financial economics / Security / Form 6K / SEC filings / Finance / Form 10-K

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 7, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-04-07 06:41:13
233Financial regulation / Government / Financial system / Securities Exchange Act / Securities Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Self-regulatory organization / SEC Rule 10b-5 / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 27, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-03-27 11:59:24
234Securities and Exchange Commission Form 10-Q / Government / OTC Markets Group / Financial regulation / Finance / SEC filings / Securities Exchange Act / U.S. Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 7, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-04-07 06:37:41
235United States Securities and Exchange Commission / Financial system / Finance / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities regulation in the United States / Broker-dealer / SEC Rule 10b-5 / Securities and Exchange Commission / United States securities law / Financial economics / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 25, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-03-25 15:59:40
236Corporate crime / U.S. Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 3, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-04-03 17:37:44
237Corporate crime / U.S. Securities and Exchange Commission / Government / Securities Exchange Act / Securities and Exchange Commission / Financial regulation / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 6, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-04-06 08:01:44
238Government / Anti-corporate activism / KBR / Financial regulation / United States Securities and Exchange Commission / Business / Securities Exchange Act / Securities regulation in the United States / Dodd–Frank Wall Street Reform and Consumer Protection Act / Private military contractors / Corporate crime / United States securities law

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 1, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-04-01 09:55:19
23973rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission Form 10-Q / Financial regulation / Government / Finance / SEC filings / United States securities law / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 20, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-03-20 06:12:36
240Financial regulation / Government / Securities Exchange Act / Securities Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 19, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-03-19 15:02:27
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